At Porzio, our Securities Law attorneys emphasize a practical approach and focused solutions to our clients’ legal issues.

The practice area is headed by experienced attorneys who have served as outside counsel, in-house counsel and corporate officers of publicly traded companies, large and small. In their various roles, they have led many public offerings, private placements and major financings, and advised companies on SEC and Sarbanes-Oxley compliance. They also have assisted clients in acquiring more than 50 companies. 

Our team can help public or private companies navigate the complex maze of regulations they face today. 

What We Do

Our expertise within the Securities practice area includes: 

  • Private placements of equity and debt, including PIPE transactions
  • Public offerings and stock exchange listings
  • SEC filings and compliance
  • Sarbanes-Oxley compliance
  • “Going private” transactions

How We Are Different

Decades of experience as both attorneys and corporate officers give us unique insight into the securities law issues confronting public and private companies. We offer practical advice that enables a transaction to be completed efficiently, and we counsel clients on how to avoid unnecessary disclosure problems and compliance roadblocks.